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Misconceptions

Misconceptions about the DA 2166-9-1 form can lead to confusion and errors in the evaluation process. Here are eight common misconceptions and clarifications to help understand the form better.

  • Misconception 1: The form is only for senior NCOs.
  • This form is specifically designed for evaluating Sergeants (SGT). It applies to all NCOs at this rank, not just those in senior positions.

  • Misconception 2: Completing the form is optional.
  • Submission of the DA 2166-9-1 is mandatory for NCO evaluations. It is a critical part of the performance management process.

  • Misconception 3: The rated NCO must agree with the evaluation to sign.
  • The rated NCO's signature confirms the accuracy of administrative data and acknowledges the review process, not agreement with the evaluation itself.

  • Misconception 4: The rater's comments are not important.
  • Rater comments are essential. They provide context and justification for the ratings given, impacting the NCO’s future opportunities.

  • Misconception 5: The evaluation is only about past performance.
  • The evaluation also assesses potential for future assignments and leadership roles. It plays a significant role in career progression.

  • Misconception 6: The form can be submitted without a senior rater's review.
  • A senior rater's review is a required step in the evaluation process. It ensures a second level of oversight and validation.

  • Misconception 7: The DA 2166-9-1 form is the same for all branches of the military.
  • This form is specific to the Army. Other branches have their own evaluation forms and processes.

  • Misconception 8: Only the rater can provide comments on the rated NCO's performance.
  • While the rater provides the primary evaluation, the rated NCO can also include comments, especially regarding their agreement or disagreement with the assessment.

Documents used along the form

The DA Form 2166-9-1 is a critical document used for evaluating Non-Commissioned Officers (NCOs). It is essential to accompany this form with several other documents to ensure a comprehensive evaluation process. Below is a list of related forms and documents that are commonly used in conjunction with the DA Form 2166-9-1.

  • DA Form 2166-9-2: This form is used for evaluating NCOs in the rank of Staff Sergeant and above. It provides a structured format for performance appraisal and includes similar sections for evaluation as the DA Form 2166-9-1.
  • IRS W-9 form - This vital document is used to provide taxpayer identification numbers to entities paying income, with comprehensive instructions available at https://smarttemplates.net/fillable-irs-w-9/.
  • DA Form 4856: The Developmental Counseling Form is utilized for documenting counseling sessions between leaders and soldiers. It helps outline expectations, performance issues, and developmental goals.
  • DA Form 67-9: This form is used for officer evaluations. While it pertains to officers, it may be referenced during NCO evaluations for comparative assessments of leadership and performance standards.
  • DA Form 705: This is the Army Physical Fitness Test Scorecard. It records the results of the APFT, which is a critical component of the evaluation process outlined in the DA Form 2166-9-1.
  • DA Form 5500/5501: These forms are used to record body composition data. They are essential for ensuring compliance with Army weight standards, which are evaluated in the NCO's performance review.
  • AR 623-3: This regulation outlines the policies and procedures for the Army's evaluation system. It provides guidance on how to complete evaluation forms and the roles of raters and senior raters.
  • DA PAM 623-3: This pamphlet serves as a companion to AR 623-3. It offers detailed instructions and examples for completing evaluation forms, including the DA Form 2166-9-1.

Incorporating these documents into the evaluation process enhances the accuracy and effectiveness of performance reviews. Ensure that all relevant forms are completed and submitted timely to maintain compliance and support the professional development of NCOs.

Steps to Filling Out Da 2166 9 1

Completing the DA 2166-9-1 form requires careful attention to detail. This form is essential for documenting the evaluation of a Non-Commissioned Officer (NCO). After filling out the form, ensure that all sections are accurate and complete before submitting it for review.

  1. Begin with Part I - Administrative Data. Fill in the following fields:
    • a. NAME (Last, First, Middle Initial)
    • b. SSN (or DOD ID No.)
    • c. RANK
    • d. DATE OF RANK
    • e. PMOSC
    • f. UNIT, ORG, STATION, ZIP CODE OR APO, MAJOR COMMAND
    • g. STATUS CODE
    • h. UIC
    • i. REASON FOR SUBMISSION
    • j. PERIOD COVERED FROM/THRU (YEAR, MONTH, DAY)
    • k. RATED MONTHS
    • l. NONRATED CODES
    • m. NO OF ENCLOSURES
    • n. RATED NCO'S EMAIL ADDRESS (.gov or .mil)
  2. Proceed to Part II - Authentication. Complete the following:
    • a1. NAME OF RATER (Last, First, Middle Initial)
    • a2. SSN (or DOD ID No.)
    • a3. RATER'S SIGNATURE
    • a4. DATE (YYYYMMDD)
    • a5. RANK PMOSC/BRANCH ORGANIZATION DUTY ASSIGNMENT
    • a6. RATER'S EMAIL ADDRESS (.gov or .mil)
    • b1. NAME OF SENIOR RATER (Last, First, Middle Initial)
    • b2. SSN (or DOD ID No.)
    • b3. SENIOR RATER'S SIGNATURE
    • b4. DATE (YYYYMMDD)
    • b5. RANK PMOSC/BRANCH ORGANIZATION DUTY ASSIGNMENT
    • b6. SENIOR RATER'S EMAIL ADDRESS (.gov or .mil)
    • c1. SUPPLEMENTARY
    • c2. NAME OF SUPPLEMENTARY REVIEWER (Last, First, Middle Initial)
    • c3. RANK PMOSC/ORGANIZATION DUTY ASSIGNMENT
    • c4. COMMENTS
    • c5. SUPPLEMENTARY REVIEWER'S SIGNATURE
    • c6. DATE (YYYYMMDD)
    • c7. SUPPLEMENTARY REVIEWER'S EMAIL ADDRESS (.gov or .mil)
    • ENCLOSED? (YES/NO)
  3. In Part III - Duty Description, fill in:
    • a. PRINCIPAL DUTY TITLE
    • b. DUTY MOSC
    • c. DAILY DUTIES AND SCOPE
    • d. AREAS OF SPECIAL EMPHASIS
    • e. APPOINTED DUTIES
  4. For Part IV - Performance Evaluation, complete the following sections:
    • a. APFT Pass/Fail/Profile: Date
    • b. Height: Weight: Within Standard?
    • c. CHARACTER: Comments
    • d. PRESENCE: Comments
    • e. INTELLECT: Comments
    • f. LEADS: Comments
    • g. DEVELOPS: Comments
    • h. ACHIEVES: Comments
    • i. RATER OVERALL PERFORMANCE: Comments
  5. Finally, complete Part V - Senior Rater Overall Potential:
    • a. Select one box representing Rated NCO’s potential
    • b. Comments
    • c. List two successive assignments and one broadening assignment

Common mistakes

When completing the DA 2166-9-1 form, individuals may encounter several common mistakes that can affect the evaluation process. Below are four key errors to avoid:

  1. Incomplete Administrative Data: Failing to fill out all required fields in Part I can lead to delays or complications. Ensure that the name, SSN, rank, and other details are accurate and complete.

  2. Incorrect Dates: Entering the wrong dates for the period covered or counseling dates can create confusion. Double-check all date entries for accuracy before submission.

  3. Missing Signatures: Omitting the signatures of the rater, senior rater, or supplementary reviewer can invalidate the report. All required signatures must be present for the form to be considered complete.

  4. Inaccurate Performance Evaluation: Providing vague or unsubstantiated comments in the performance evaluation sections can weaken the report. Specific examples and clear assessments are essential for a strong evaluation.

By being aware of these common mistakes, individuals can improve the accuracy and effectiveness of their evaluations. Attention to detail is crucial in this process.

Get Clarifications on Da 2166 9 1

What is the purpose of the DA 2166 9 1 form?

The DA 2166 9 1 form is used to evaluate Non-Commissioned Officers (NCOs) in the rank of Sergeant. It serves as a formal record of an NCO's performance, professionalism, attributes, and competencies. The evaluation helps in assessing the NCO's potential for future assignments and promotions.

Who is responsible for completing the DA 2166 9 1 form?

The form is typically completed by the rater, who is usually the NCO's immediate supervisor. The senior rater, who is a higher-ranking official, also reviews the evaluation. Both raters provide their signatures to authenticate the evaluation.

What information is required in Part I of the form?

Part I collects administrative data, including:

  • Name of the rated NCO
  • Social Security Number or DOD ID Number
  • Rank and date of rank
  • Unit and organization details
  • Reason for submission
  • Period covered by the evaluation

How does the evaluation process work?

The evaluation process begins with the rater completing the form based on the NCO's performance. The senior rater then reviews and adds their comments. The rated NCO is also given a chance to sign the form, acknowledging that they have seen the completed report.

What are the key areas evaluated in Part IV?

Part IV assesses various attributes, including:

  1. Character
  2. Presence
  3. Intellect
  4. Leadership abilities
  5. Development of others
  6. Achievement of results

Each area includes a performance rating and comments from the rater.

What should the rated NCO know about their signature?

The rated NCO's signature does not indicate agreement or disagreement with the evaluation. It simply confirms that the administrative data is correct and that they have reviewed the report. They should also be aware of the appeals process outlined in AR 623-3.

How does the senior rater assess overall potential?

The senior rater selects a box indicating the rated NCO’s potential compared to others in the same grade. Options include “Most Qualified,” “Highly Qualified,” “Qualified,” and “Not Qualified.” This assessment helps determine future assignments and promotions.

Are there any privacy concerns associated with the DA 2166 9 1 form?

Yes, the form includes a Privacy Act Statement. This statement outlines how personal information will be used and protected. It is important for all parties involved to handle the form with care to maintain confidentiality.